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Appendix C: List of Agency Hearing Regulations




The following list was developed to assist ALJs in locating primary authority relevant to hearings held in their agencies. It includes citation to hearing related regulations as found in the New York Codes, Rules and Regulations volume, as well as statutory citations, where applicable. The subject matter of the regulations referenced is noted where not apparent from the name of the agency itself, and comments on the regulations or other hearing related matters within the agency are noted.

Adirondack Park Agency
NYCRR Citation: 9 NYCRR Part 581
Statutory Citation (if any):
Subject Matter:
Comments: most hearings are permit hearings; DEC's ALJs sit at public hearings and review proposals

Agriculture, Department of
NYCRR Citation: 1 NYCRR Part 367
Statutory Citation (if any):
Subject Matter: food processing
Comments: shares outside hearing officers with DEC and State; otherwise deputy attorneys handle simple food processing hearings

Alcohol & Substance Abuse Services, Office of
NYCRR Citation: 14 NYCRR Part 8
Statutory Citation (if any):
Subject Matter:
Comments: administrative hearings are rare

Alcoholic Beverage Control, Division of
NYCRR Citation: 9 NYCRR Parts 52 and 54
Statutory Citation (if any):
Subject Matter:
Comments:

Audit & Control, Office of
NYCRR Citation: 2 NYCRR Part 317
Statutory Citation (if any): Soc Security Law §§ 74; 374
Subject Matter: retirement
Comments:

Banking, Department of
NYCRR Citation: 3 NYCRR Sup Proc G 111
Statutory Citation (if any):
Subject Matter:
Comments: outside hearing officers; staff attys do small matters in-house; ethics - recusal per CJC at G 111.2(b)(2)

Comptroller, Office of
NYCRR Citation: 2 NYCRR Part 118 et seq
Statutory Citation (if any):
Subject Matter: Unclaimed Funds and Property
Comments: Hearings are rare

Correctional Services, Department of
NYCRR Citation: 7 NYCRR Part 253 et seq
Statutory Citation (if any):
Subject Matter: inmate discipline
Comments:

Court Administration, Office of
NYCRR Citation: 22 NYCRR §§ 25.29, 205
Statutory Citation (if any):
Subject Matter:
Comments: no statutory hearings: former 25.29 hearings are now contract hearings

Crime Victims Board
NYCRR Citation: 9 NYCRR Part 525
Statutory Citation (if any):
Subject Matter:
Comments:

Education, Department of
NYCRR Citation: 8 NYCRR §§17, 3.3
Statutory Citation (if any): Education Law §6510
Subject Matter: office of professional discipline
Comments:

Education, Department of
NYCRR Citation: 8 NYCRR §§279.1 et seq, 200.5
Statutory Citation (if any): Education Law §4404
Subject Matter: special education
Comments:

Education, Department of
NYCRR Citation: 8 NYCRR Part 82
Statutory Citation (if any): Education Law §3020-a
Subject Matter: tenured school employee discipline
Comments: source of hearing officers: American Arbitration Association

Education, Department of
NYCRR Citation: 8 NYCRR Part 83
Statutory Citation (if any):
Subject Matter: teacher certification (moral fitness)
Comments:

Elections, Board of
NYCRR Citation: 9 NYCRR Part 6201 et seq
Statutory Citation (if any): Election Law §3-106
Subject Matter: fair campaign code, petition challenges
Comments:

Environmental Conservation, Department of
NYCRR Citation: 6 NYCRR Parts 621 and 622 and 624
Statutory Citation (if any): Environmental Conservation Law Articles 3, 70, and 71
Subject Matter:
Comments: 2 pamphlets on file: guide to DEC enforcement and permit hearings

Ethics Commission
NYCRR Citation: 19 NYCRR Part 941
Statutory Citation (if any):
Subject Matter: Exec branch - revolving door/financial disclosure
Comments:

Health, Department of
NYCRR Citation: 10 NYCRR Part 51
Statutory Citation (if any): Public Health Law §230
Subject Matter: medical professional misconduct
Comments:

Health, Department of
NYCRR Citation: 10 NYCRR Parts 51 and 60-1 and 69-4
Statutory Citation (if any):
Subject Matter: 60-1:WIC; 69-4: Early Intervention
Comments:

Health, Department of
NYCRR Citation: 18 NYCRR Part 493
Statutory Citation (if any): Social Services Law §460-d
Subject Matter: Licensure/Supervision of Adult Care Facilities
Comments:

Health, Department of
NYCRR Citation: 18 NYCRR Part 519
Statutory Citation (if any):
Subject Matter: Medicaid Provider Audits & Sanctions
Comments:

Health, Department of
NYCRR Citation: 9 NYCRR Parts 9740 and 9840
Statutory Citation (if any):
Subject Matter: Elderly Pharmaceutical Ins Coverage
Comments:

Housing and Community Renewal, Division of
NYCRR Citation: 9 NYCRR Part 2051
Statutory Citation (if any):
Subject Matter:
Comments: Naftalison manual cited at §2051.3(d)(2)(I)

Human Rights, Division of
NYCRR Citation: 9 NYCRR Part 465
Statutory Citation (if any): Executive Law §297
Subject Matter:
Comments:

Industrial Board of Appeals
NYCRR Citation: 12 NYCRR Part 65 et seq
Statutory Citation (if any):
Subject Matter:
Comments:

Insurance, Department of
NYCRR Citation: 11 NYCRR Part 4
Statutory Citation (if any): Insurance Law §303 et seq
Subject Matter:
Comments:

Labor, Department of
NYCRR Citation: 12 NYCRR Part 701
Statutory Citation (if any):
Subject Matter: public works, asbestos control
Comments: also covered: Workforce Development (hearings in this area are rare)

Mental Health, Office of
NYCRR Citation: 14 NYCRR Part 503
Statutory Citation (if any): Mental Hygiene Law §9.17
Subject Matter:
Comments:

Mental Retardation & Devel. Disab., Office of
NYCRR Citation: 14 NYCRR Part 602
Statutory Citation (if any): Mental Hygiene Law §16.17
Subject Matter:
Comments:

Motor Vehicles, Department of
NYCRR Citation: 15 NYCRR Parts 121 and 127
Statutory Citation (if any): Vehicle & Traffic Law §225 et seq
Subject Matter: traffic violations, safety hearings
Comments: also on file: commissioner's regulations.

Motor Vehicles, Department of
NYCRR Citation: 15 NYCRR Part 155
Statutory Citation (if any): Vehicle and Traffic Law §260
Subject Matter: appeals
Comments:

Motor Vehicles, Department of
NYCRR Citation: 15 NYCRR Part 82
Statutory Citation (if any): Vehicle and Traffic Law §398-f
Subject Matter: repair shops
Comments:

Public Employment Relations Board
NYCRR Citation: 4 NYCRR Part 200 et seq
Statutory Citation (if any):
Subject Matter:
Comments:

Public Service, Department of
NYCRR Citation: 16 NYCRR Part 1 et seq
Statutory Citation (if any): Pub Service Law §§4&8
Subject Matter: electric, gas, water, steam, telecom, cable television
Comments: ethics: Public Service Law §15; Also refer to Public Officers Law; Federal ALJ model code; SAPA.

Racing and Wagering Board
NYCRR Citation: 9 NYCRR Part 5402
Statutory Citation (if any):
Subject Matter:
Comments:

Real Property Services, Board of
NYCRR Citation: 9 NYCRR Part 187
Statutory Citation (if any):
Subject Matter: assessor certification
Comments: uses Naftalison book as internal manual

Social Services, Department of
NYCRR Citation: 18 NYCRR Parts 358 and 359
Statutory Citation (if any):
Subject Matter:
Comments: other regs: 18 NYCRR Parts 359.7 (supersedes 399); 403; 414 et seq - child day care;
434 - child protective services; 519 - providers

State Police
NYCRR Citation:
Statutory Citation (if any):
Subject Matter: disciplinary hearings
Comments:

State, Department of
NYCRR Citation: 19 NYCRR Parts 400 and 700
Statutory Citation (if any): Gen Bus Law §§390, 403 & 433.
Subject Matter: barbers, brokers
Comments:

Taxation and Finance, Department of
NYCRR Citation: 20 NYCRR Part 3000 et seq
Statutory Citation (if any): Tax Law §2004 et seq
Subject Matter:
Comments:

Temporary & Disability Assistance, Office of
NYCRR Citation: 18 NYCRR Part 358
Statutory Citation (if any):
Subject Matter:
Comments:

Transportation, Department of
NYCRR Citation: 17 NYCRR Parts 501 and 503 et seq
Statutory Citation (if any):
Subject Matter:
Comments:

Unemployment Insurance Appeals Board
NYCRR Citation: 12 NYCRR Part 460 et seq
Statutory Citation (if any): Labor Law §622 et seq
Subject Matter:
Comments:

Vocational & Educational Services, Office of
NYCRR Citation: 8 NYCRR Part 247
Statutory Citation (if any):
Subject Matter:
Comments:

Workers' Compensation Board
NYCRR Citation: 12 NYCRR Part 300
Statutory Citation (if any): WCL§§117, 141, 142
Subject Matter:
Comments: code of ethics adopted August 1997

 
 
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